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From the Investigational Drug
Brunch, Cancer Therapy Evaluation Program, Division
of Cancer Treatment, Diagnosis, and Centers,
National Cancer Institute, Rockville, MD
Address reprint requests to James M. Pluda,
Investigational Drug Brunch, CTEP DCTDC, NCI,
6130 Executive Blvd, Executive Plaza North,
Room 715, Rockville, MD 20852.
This is a
US government work. There no restrictions
on its use
0093-7754/97/2402-0005$0.00/0
TUMOR-ASSOCIATED ANGIOGENESIS:
MECHANISMS, CLINICAL IMPLICATIONS, AND
THERAPEUTIC STRATEGIES
James M. Pluda
Compelling data implicate
angiogenesis and tumor- associated neovascularization
as a central pathogenic step in the process
of tumor growth, invasion, and metastasis.
These complex processes involve multiple steps
and pathways dependent on the local balance
between positive and negative regulatory factors,
as well as interactions among the tumor, its
vasculature, and the surrounding extracellular
tissue matrix. A tumor remains in a dormant
state, the cellular proliferation rate balanced
by the apoptotic rate, unable to grow in size
beyond a few millimeters in the absence of
the acquired angiogenic phenotype. The mechanism
by which tumors switch to the angiogenic phenotype
is unknown. Therapeutic agents and strategies
are being devised either to interrupt or inhibit
one or more of the pathogenic steps involved
in the process of tumor neovascularization
or to directly target and destroy the tumor
vasculature. Therapies affecting an end target
or pathway that cannot be circumvented by
alternate mechanisms may significantly enhance
efficacy and broaden applicability. These
approaches may result in small, avascular
tumors maintained in a dormant state or, perhaps
in combination with cytotoxic therapies, they
may potentiate shrinkage of tumors to, and
main. tain them, in a dormant state. As more
powerful antiangiogenic agents are developed,
perhaps even these dormant microscopic foci
may be eradicated. Antiangiogenesis agents
and strategies differ from the usual cancer
therapeutic approaches; therefore, investigators
must devise new paradigms for the clinical
development of agents that may only have a
static effect on tumors and require prolonged,
chronic administration. Methods to assess
the in vivo biologic activity of these compounds
in patients are needed, Ultimately, antianglogenic
therapy may provide an additional novel cancer
treatment suitable for combination with standard
therapies.
Semin Oncol 24:203-218. Copyright
© 1997 by W.B. Saunders Company.
IN 1971, THE NOVEL theory
that tumors lay dormant yet viable, unable
to grow beyond 2 to 3 mm3 in size in the absence
of neovascularization was put forth by Judah
Folkman (1). He postulated that the production
by the tumor of a disable product he termed
tumor angiogenic factor initiated the process
of angiogenesis and resulted in the shift
of nearby vascular endothelial cells from
a resting state into one resulting in the
formation of new vessels with subsequent vascularization
of the tumor. The angiogenic process allowed
for further growth, invasion, and ultimately
metastasis of the tumor. This hypothesis resulted
in the search for and discovery of naturally
occurring simulators of angiogenesis (Table
1) as well as a number of endogenous inhibitors
of angiogenesis (2). Substantial evidence
has since accumulated supporting the hypothesis
that tumor growth, invasion, and metastasis
are directly related to the process
of angiogenesis, and Folkman's model is as
relevant today as it was novel in 1971. The
indirect data supporting the role of neovascularization
in tumor growth has been reviewed elsewhere
by Folkman (3).
The direct evidence implicating
tumor-associated neovascularization playing
a central role in the growth, and metastasis
of tumors continues to accumulate. The in
vivo administration of an immunoneutralizing
monoclonal antibody (MoAb) against basic fibroblast
growth factor (bFGF) to a nude mouse bearing
a highly tumorigenic bFGP-secreting tumor
resulted in significant inhibition of tumor
growth (4). Significant suppression of tumor-associated
neovascularization was observed histologically.
In contrast the direct exposure of these tumor
cells to the anti-bFGF MoAb had no effect
on in vitro tumor cell growth. Thus, it appeared
that the in vivo antitumor effect of the MoAb
was due to the in vivo inhibition of bFGF-dependent
angiogenesis. Subsequently, it was shown that
the in vivo administration of bFGF to mice
implanted with tumor cells lacking a receptor
for bFGF resulted in increased size, invasiveness,
and neovas-cularization of the implanted tumor
(5). Similarly, administration of an MoAb
specific for vascular endothelial growth factor
(VEGF) inhibited the in vivo growth of human
tumor cell lines implanted into nude mice
(6). This anti-VEGF MoAb had no effect on
the in vitro growth of these same cell lines.
Induction of the high affinity tyrosine kinase
receptors for VEGF, Flt-1 and Flk-l, on the
vascular endothelial cells within tumors but
not on normal brain endothelium, has been
shown in both glioblastoma clinical specimens
obtained from patients and in a rat brain
tumor model (7,8). The in vivo transfection
of endothelial cells using a retro-virus encoding
a dominant-negative mutant of the Flk-1/VEGF
receptor resulted in the inhibition of VEGF-mediated
signal transduction and subsequent growth
arrest of a wide variety of tumor types (9,10).
Data suggest that the contribution of neovascularization
to tumor growth lies not only in perfusion
of the tumor but in the paracrine effects
on tumor cells of factors secreted by stimulated
endothelial cells (11,12). Microvascular endothelial
cells release factors, such as bFGF and insulin-like
growth factor types 1 and 2, that have been
shown to promote tumor cell growth and migration
(11,13,14). Finally, a variety of agents or
factors that specifically inhibit the process
of angiogenesis have been shown to arrest
tumor growth in vivo (15-17).
Angiogenesis is also implicated
as part of the process of tumor metastasis.
The local shedding of tumor cells into the
circulation has been shown to commence only
after the tumor has become vascularized (18).
The number of cells entering the circulation
is related to the surface area of new tumor
vessels represented by the degree of tumor
neovascularization. In addition, the proliferating
capillaries of tumor neovasculature are leaky
and contain fragmented basement membranes,
thereby increasing the entry of tumor cells
into the circulation (18,19). Furthermore,
the processes of angiogenesis and metastasis
both require the presence and activity of
matrix metalloproteinases or collagenases
(20). Thus, the process of angiogenesis and
tumor neovascularization appears to play a
central role in the growth and spread of tumors.
A growing body of clinical
data links the degree of angiogenesis in the
primary tumor to the risk or developing metastatic
disease, and more importantly to duration
of disease-free and overall survival. Weidner
et al were among the first to report a correlation
between the degree of primary tumor neovascularization
as measured by the angiogenic index (number
of vessels per microscopic field) in primary
breast- carcinoma surgical specimens, and
the subsequent development of metastatic disease
(21). The angiogenic index alone was reported
to be responsible for the association between
tumor size and grade, the occurrence of lymph
node metastasis, and ultimately early death
in patients with breast cancer (22). Subsequently,
it was shown that a significant correlation
existed between the degree of tumor angiogenesis
(microvessel density) and survival in patients
presenting with lymph node-negative breast
carcinoma (23,24). More recently, it has been
shown using multiivariate analysis that while
microvessel density, p53 protein expression,
tumor size, and perilymphatic tumor invasion
were all significant prognostic factors for
disease-free survival, only, tumor microvessel
density and tumor size were significant-independent
predictors of overall survival (25). In node-positive
breast cancer, intratumoral microvessel density
was the strongest independent predictor of
clinical outcome in patients who received
either adjuvant hormones or chemotherapy (26,27).
Similarly, the microvessel density of the
primary tumor correlated with the pathologic
stage and the presence of metastasis in patients
with prostate carcinoma (28-30). There are
now data correlating microvessel density with
metastasis, recurrence, or mortality in other
neoplastic diseases such as colorectal carcinoma
(31-33), non-small cell lung cancer (34,35),
gastric carcinoma (36,37), squamous cell carcinoma
of the head and neck (38), melanoma (39-41),
testicular germ cell tumors (42), bladder
cancer (43), ovarian carcinoma (44), and pediatric
brain tumors (45).
The processes or angiogenesis
and tumor invasion appear to be related. Both
involve the dissolution of basement membrane
and the migration of proliferating cells into
the interstitial stroma. Moreover, the shedding
of tumor cells into the circulation occurs
at the onset of angiogenesis and is quantitatively
related to the surface area of tumor vessels.
Recently, a significant correlation was shown
between vascular density of the primary tumor
and the intraoperative detection of circulating
tumor cells in 16 women with breast cancer
(46). The patient with the highest microvessel
density had detectable circulating tumor cells
before surgery and the highest recorded intraoperative
circulating tumor cell count. There was also
a suggestion that the microvessel density
of the primary tumor was directly related
to the absolute number of intraoperative circulating
cells. Thus, it may be that the greater the
number of angiogenic cells present within
a tumor, the greater the degree of neovascularization
that develops with increased possibility for
shedding of angiogenic tumor cells and induction
of neovascularization and tumor growth at
metastatic sites. It is possible that the
association between increased tumor angiogenic
index, increased risk of metastasis, and decreased
survival may, in part, be explained by shedding
of a greater number of highly angiogenic cells
into the circulation by highly angiogenic
tumors, thereby increasing the likelihood
of metastatic foci, which are also angiogenic
and thus capable of rapid growth and further
metastasis.
Angiogenesis is important
in the process or tumor growth, invasion,
and metastasis; however, at what point does
a tumor acquire the angiogenic phenotype?
Most tumors initially arise without angiogenic
activity, incapable of growing beyond 2 to
3 mm3 in size, enlarging beyond this size
only after a "switch" to the angiogenic
phenotype (14). The factors responsible for
this switch are not completely understood.
In transgenic mice containing an oncogene
in the beta cells of the pancreatic islets,
angiogenic activity was observed in a subset
of hyperplastic islet cells Wore the onset
of tumor formation (47). The timing and frequency
of this angiogenic conversion within islet
cells in vitro corresponded with the in vivo
incidence of neovascularized tumors. Thus,
hyperplasia per se may not have led to the
development of tumors; but the induction of
angiogenesis in the areas of hyperplasia did
appear to result in tumor formation. In a
tumor model of transgenic mice containing
the genome of the bovine papilloma virus type
1, the switch to the angiogenic phenotype
appeared to be associated with the ability
to export bFGF from the cell (48). It is important
to note that a tumor can vascularize, grow,
invade, and metastasize without all cells
within the tumor acquiring the angiogenic
phenotype. An angiogenic growth factor-producing
subpopulation of cells confers increased tumorogenicity
to the whole tumor (49).
The genetic events associated
with the acquisition of the angiogenic phenotype
are not yet understood. Some data implicate
tumor suppressor genes in this process. Bouck
first postulated that angiogenesis was controlled
by a tumor suppressor gene whose product mediated
a high level of transcription for a second
gene that encoded an inhibitor of angiogenesis
(50,51). She subsequently showed that a tumor
suppresser-dependent inhibitor of angiogenesis
in hamster cells was immunologically and functionally
indistinguishable from a fragment of thrombospondin
(52). Ultimately, through an elegant series
of experiments using cultured fibroblasts
from patients with Li-Fraumeni syndrome, Bouck
et al showed that control of angiogenesis
in human fibroblasts was via the suppresser
gene p53: The p53 gene product positively
regulated the synthesis of thrombospondin-1
(TSP-1), a potent inhibitor of angiogenesis
(53). Loss of p53 gene function was associated
with reduced expression of TSP-1 and the subsequent
switch to the angiogenic phenotype. Furthermore,
it has been shown that in vitro restoration
of p53 function in human glioblastoma cells-resulted
in the secretion of a novel and potent inhibitor
of angiogenesis termed glioma-derived angiogenesis
inhibitory factor (54). Thus, one mechanism
for acquiring the angiogenic phenotype appears
to involve an alteration of a tumor suppressor
gene with subsequent decreased production
of an angiogenesis inhibitor.
Avascular tumors are not
quiescent. Folkman et al showed that dormant,
avascular microscopic tumor foci proliferate
at a rate that is equivalent to that of rapidly
growing tumors (55). However, in the dormant
state, the rate of tumor cell apoptosis balances
that of proliferation resulting in a nonex-panding
tumor mass. It appears that the acquisition
of the angiogenic phenotype results in a decrease
in the apoptotic rate of tumor cells thus
shirting the balance of proliferation versus
cell death in favor of proliferation. Administration
of an inhibitor of angiogenesis to mice bearing
human tumor xenografts caused tumor regression
to microscopic dormant foci (56). These now
dormant tumors had the same proliferation
rate as the untreated tumors, but they now
had a significantly increased tumor cell apoptosis
rate. Thus, the acquisition of the angiogenic
phenotype was associated with a decrease in
the tumor apoptosis rate resulting in the
growth and subsequent invasion and metastasis
of the tumor. These results suggest that specific
inhibitors of angiogenesis might achieve not
only cessation of further tumor neovascularization
and growth, but also decrease tumor size and
re-induce tumor dormancy.
There are a number of steps
involved in tumor associated angiogenesis,
reviewed by Folkman (14), that are important
clinically and suggest opportunities for specific
therapeutic interventions. Factors such as
bFGF, VEGF, and others, secreted by tumor,
endothelial, and supporting cells are required
for angiogenesis. Migration of tumor and endothelial
cells through tissue extracellular matrix
(ECM) is also required, facilitated by a group
of enzymes known as matrix metalloproteinases
(MMPs), reviewed by Ray and Stetler-Stevenson
(57). These enzymes, which are secreted by
the same cells that produce angiogenic factors,
are responsible for the breakdown of tissue
matrix surrounding the growing vessels and
tumor. MMPs are secreted in an inactive proenzyme
form and require activation via proteolytic
cleavage. The exact mechanism of this activation
is unclear; however, it appears that the cell
surface proteolytic cascade is mediated at
least in part via the urokinase plasminogen
activator/ urokinase plasminogen activator
receptor (uPA/ uPAR) system (58,59). In addition,
a recently identified membrane-type MMP (MT-MMP-1)
possesses cell surface proteolytic activity
and is involved, in complex with tissue inhibitor
of matrix metalloproteinase(TIMP)-2, in the
activation of gelatinaseA/MMP-2 on the tumor
cell surtace (60,62).
The process of angiogenesis
also requires thedirect interaction of endothelial
cells with their surrounding matrix. In addition
to the activation of MMPs by the uPA/uPAR
system mentioned above, there is new information
that uPAR may also be involved in the regulation
of integrin function. uPAR expressed on the
cell surface forms a stable complex with BETA1-integrins
(63). This interaction modifies the BETA1-integrin
function, promoting adhesion to and migration
toward the matrix glycoprotein vitronectin
while suppressing the normal adhesion of the
integrin to the matrix glycoprotein fibronectin,
and also serving as a means by which uPAR
may affect intracellular signaling in the
absence of a transmembrane domain. Overexpression
of uPAR might lead to destabilization of integrin-dependent
adhesion with subsequent release of cells
from established fibronectin-based matrix,
in addition to increased cell surface activation
of matrix degrading enzymes, thus enhancing
a cell's ability to invade through the ECM.
Indeed, data suggest that the increased expression
of uPA or uPAR is associated with increased
malignant tumor progression and invasiveness
(64-67). Brooks et al recently showed that
the adhesion receptor integrin alfa v beta
3, capable of interacting with a wide variety
of ECM components, is selectively ex-pressed
on growing neovasculature but not on quiescent
blood vessels (68). In addition, they were
able to show that binding of the alfa v beta
3 integrin provided a specific transmembrane
signal that enhanced the in vivo survival
of angiogenic vascular endothelial cells (69).
This signal was associated with a decrease
in intracellular p53 activity as well as a
reduction in p21WAF/CIP1 and bax expression
while increasing bcl2 expression resulting
in a sharp increase in the bcl2/bax ratio
(70). The consequence of these changes was
direct promotion of endothelial cell survival
through suppression of the bax cell death
pathway. Thus, during angiogenesis, the binding
of the endothelial cell alfa v beta 3 integrin
to ECM components appears to be required for
the suppression of endothelial cell apoptosis
facilitating the proliferation and maturation
of new blood vessels. More recently, another
function of the alfa v beta 3 integrin has
been identified. The alfa v beta 3 integrin
binds activated. MMP-2 to the cell surface
of endothelial cells and invasive melanoma
cells in vivo facilitating cell-mediated collagen
degradation (71). Thus, it appears that the
alfa v beta 3 integrin may function in a cooperative
manner with MMP-2 to promote cell adhesion,
migration, and controled ECM degradation resulting
in directed endothelial and tumor cell invasion.
A dramatic upregulation of
VEGF mRNA has been found in human glioblastoma
tissue but not in normal brain tissue (7).
In addition, the VEGF high affinity receptor
fit was highly expressed on glioblastoma vasculature
and not on normal brain endothelium. There
was also a significant upregulation of VEGF
mRNA in the tissue of highly vascularized
glioblastoma multiforme, capillary hemangioblastomas,
and cerebral metastases (72). The in vivo
transfection of endothelial cells using a
retrovirus encoding a dominant-negative mutant
of the Flk-1/VEGF receptor was shown to inhibit
VEGF-mediated signal transduction (9). Using
this transfection system, aggressive, angiogenic,
and VEGF secreting rat C6 glioblastoma tumor
formation could be prevented in nude mice
by inhibiting VEGF-mediated signaling. More
recently, the Flk-1/VEGF receptor was shown
to be involved in the growth of a wide range
of solid tumors (10). The same in vivo endothelial
cell transfection with a dominant-negative
mutant of the Flk-I/VEGF inhibited the growth
of mammary, ovarian, lung, and glioblas-toma
carcinoma cells inoculated subcutaneously
or intracerebrally into nude mice (10), It
has been postulated that VEGF may be induced
by hypoxia (73). The highest levels of VEGF
mRNA were expressed by glioblastoma cells
closest to necrotic hypoxic areas (73). However,
there was a significant upregulation of mRNA
for the fibroblast growth factor (FGF) receptor
in human glioblastoma tumor cells that was
absent in normal brain cells and in endothelial
cells from capillaries and large vessels within
the tumor (74). Thus, FGF receptor signal
transduction may be associated with increased
autocrine tumor growth but is probably nor
related to the increased endothelial cell
proliferation and neovascularization associated
with these tumors.
The von Hippel-Lindau (VHL)
syndrome is a hereditary condition in which
affected individuals are prone to the development
of extremely vascular tumors including hemangioblastomas
and renal clear cell carcinoma (75). The VHL
gene has recently been identified (76,77).
Several types of experiments suggest that
the key tumor angiogenesis factor associated
with VHL disease and VHL gene mutations is
VEGF, and that the normal function of the
VHL gene may be to suppress VEGF production.
Upregulation of VEGF in stromal cells and
of the VEGF receptor mRNA occurs in tumor
endothelium of VHL-associated and sporadic
hemangioblastomas (78). In vitro, renal cancer
cells that lack the wild-type VHL gene or
express a mutant gene demonstrate overexpression
of VEGF mRNA, whereas introduction of the
wild-type VHL gene produces a decrease to
normal levels (79). In addition, the in vitro
stimulation of endothelial cells by conditioned
medium of tumor cells expressing the mutant
VHL gene is reversed by the neutralization
of VEGF.
Angiogenic factors have also
been demonstrated in pancreatic cancer. Messenger
RNA levels for acidic FGF (aFGF) and bFGF
in human pancreatic carcinoma specimens were
increased compared with specimens from normal
pancreas (80). Sixty percent and 56% of 78
pancreatic carcinomas contained intracellular
aFGF and bFGF, respectively. Moreover, there
was a correlation between the presence of
either factor and advanced tumor stage and
between the presence of bFGF and decreased
survival. The high affinity type 1 FGF receptor
(FGFR-1) was also overexpressed in human pancreatic
carcinoma cells (81). This finding suggests
that aFGF and bFGF may act as paracrine or
autocrine growth factors for pancreatic carci-noma
cells in addition to producing angiogenesis.
The expression of bFGF, VEGF,
or their recep-tors has been found in association
with a variety of other tumors including head
and neck squamous cell carcinoma (82), melanoma
(83), colon and gastric carcinomas (84-86),
breast carcinoma (87,88), lung carcinoma (89,90),
hepatocellular carcinoma (91,92), bladder
carcinoma (93), and chronic lymphocytic leukemia
cells (CLL) (94). In vitro, CLL cells with
high intracellular bFGF were more resistant
to fludarabine (94). Furthermore, the addition
of bFGF in vitro to fludarabine-treated cells
resulted in a delay of apoptosis and prolonged
leukemic cell survival. This suggests the
hypothesis that bFGF could be related to resistance
of CLL cells to an apoptotic timulus.
Numerous investigators have
evaluated the presence of angiogenic peptides,
in particular bFGF and VEGF, in clinical body
fluids in an effort to explore the usefulness
of these measurements as potential clinical
parameters. Most of these studies are exploratory
and, although not consistent, suggest there
may be a correlation between detectable levels
of these peptides and clinical outcome. However,
confirmation in prospective adequately sized
clinical trials is needed. There was a relatively
good correlation between serum but not urinary
bFGF levels and tumor stage or grade in a
small number of patients with renal cell carcinoma
(95). More recently, a significant correlation
between urinary bFGF levels and the extent
and status of disease in patients with bladder
cancer was noted, and that urinary bFGF levels
appeared to be more sensitive, but not more
specific, than urine cytology for the diagnosis
of bladder cancer (96). Looking at urinary
bFGF levels in 950 cancer patients, increased
levels of urinary bFGF were found in at least
some patients with every tumor type examined
except cervical carcinoma (97). Increased
levels of bFGF correlated positively with
extent of disease, the development of recurrent
disease, and risk of death. It was not possible
to determine whether the bFGF was derived
from tumor or normal tissue; however, in a
mouse model the increased levels of urinary
bFGF originated from tumor (98). Thus, urinary
bFGF might in part be tumor-derived. Basic
FGF has also been detected in the cerebrospinal
fluid (CSF) of 62% of 26 children with brain
tumors (45). The presence of bFGF correlated
with in vitro CSF-induced endothelial cell
DNA synthesis and with the microvessel density
of the primary tumor. Basic FGF levels were
higher in men with prostate cancer compared
to those without in the absence of correlation
with clinical stage, Gleason score, or prostate
volume.(99). An increased bFGF level (arbitrarily
set as >1.0 pg/mL) in patients with a normal
prostate-specific antigen (PSA) was associated
with a significant risk of cancer (9 of 11
patients had cancer) with a sensitivity in
this subset of 83%.
Serum levels of VEGF in patients
with a variety of cancers were higher than
those in the serum of patients without cancer
(100,101). Although measurable levels of VEGF
were detectable in normal sera, the VEGF levels
in sera from cancer patients were higher (101).
Using a cutoff serum VEGF level of 180 pg/mL.
increased VEGF levels were present in 9% of
137 primary and 30% of 38 recurrent breast
cancer patients. Overall, a lower number of
patients with a microvessel density < 100
counts/mm3 compared with >100 counts/mm3
had increased VFGF levels (3% versus 19%,
respectively). Patients with increased
intratumoral VEGF appeared to have
increased serum level (101). Thus, monitoring
the levels of bFGF, VEGF, and possibly other
angiogenic peptides, in the urine, serum,
or CSF of patients with cancer may prove to
be a useful marker for tumor status and perhaps
prognosis.
An increased presence of
MMPs may be related to increased invasive,
metastatic, and angiogenic potential of tumors.
The upregulation of MMP-2, MMP-9, and stromolysin-3
mRNA has been detected to a greater degree
in tissue specimens of breast carcinoma than
in normal breast tissue (102-105). MMP-2 mRNA
was more frequently expressed in stromal tissue
than in tumor cells while TIMP-1 mRNA was
more frequently detected in epithelial cells,
well differentiated, and low grade noninvasive
tumor cells (103). These data suggest that
the control of matrix degradation may be related
to increased expression of MMPs and the altered
expression of endogenous TIMPs (103). Another
role for the TIMPs was recently suggested.
The activation of MMP-2 by MT-MMP-1 was shown
to require the binding of TIMP-2 (62). Thus,
TIMPs may play a dual role in the regulation
of MMP activation. In malignant gliomas, an
increase in both the mRNA expression and/or
the levels of the activated enzymes, for MMP-2,
MMP-9 and MT-MMP, as well as a decrease in
the tissue levels of both TIMP-1 and TIMP-2
have been reported (106-109). Increased MMP-2
and MMP-9 mRNA in addition to an increase
in the activity of these enzymes has also
been found in colorectal carcinoma tissue.
(110-112) Other tumors require evaluation
to determine the incidence of altered expression
of the MMPs and TIMPs and whether alterations
are associated with patient prognosis.
Investigators are now beginning
to report circulating plasma levels of MMPs.
Increased plasma levels of MMP-2, MMP-2/TIMP-2
complexes, or MMP-9 have been detected in
patients with gastrointestinal malignancies
(colon, rectal, and gastric cancers), breast
carcinoma, and gynecologic cancer (ovarian
and uterine cancer) (110-113). Patients who
had complete resection of bladder cancer accompanied
by muscular invasion or lymph node metastasis
with high MMP-2/TIMP-2 ratios had higher rates
of recurrence and decreased disease-free survival
than patients with low ratios (114). Similarly,
patients with recurrent disease had a higher
ratio than those without recurrence. There
was also a positive correlation between an
increased MMP 2/TIMP-2 ratio and the presence
of lymph node metastasis.
There was no correlation
between either MMP-2 or TIMP-2 levels alone.
Again, prospective studies with adequate numbers
are required to determine whether MMP levels
or MMP/TIMP ratios might be prognostic.
Therapeutic strategies aimed
at inhibiting various steps in the process
of angiogenesis have significant clinical
potential. Most of the antiangiogenic compounds
currently in clinical trials interfere with
the response of endothelial cells to angiogenic
peptides (Table 2).
However, agents that inhibit the action of
MMPs (MMPIs) are also in clinical trials.
Additional strategies aimed at inhibiting
tumor neovascularization and targeted therapies
aimed at destroying the tumor neovasculature
directly are under development. Therapies
affecting an end target or pathway that cannot
be circumvented by alternate mechanisms may
significantly enhance efficacy and broaden
applicability. Furthermore, preclinical studies
have shown that the combination of an antiangiogenic
agent with cytotoxic chemotherapy may significantly
increase the activity of the cytocoxic agent
(115-120). In addition to arresting the in
vivo growth of primary tumors and metastases,
these combinations reduced the size of established
tumors and rendered some mice tumor-free.
This combination approach has produced such
benefit for several classes of agents including
angiostatic steroids, MMPIs, and agents such
as TNP-470 that inhibit, endothelial cell
response to angiogenic factors. In addition,
in antiangiogenesis agents may also potentiate
the effects of radiation therapy (121). Thus,
antiangiogenic agents may prove clinically
useful when used alone as adjuvant therapy
or in the setting of small volume disease,
and when combined with cytotoxic therapies
in patients with advanced or metastatic disease.
The first antiangiogenic
agent to enter the clinic was the sulfated
polysaccharide xylanopolyhydro-gensulfate
(pentosan polysulfate). In vitro, pentosan
polysulfate inhibited bFGF-induced endothelial
cell migration and proliferation (122,123);
growth of an adrenal cancer cell line transfected
with an FGF gene inducing constitutive bFGF
production (124,125); and inhibited the paracrine
effects of heparin-binding growth factors
secreted by a variety of malignant tumor cell
lines (126). In an initial phase I clinical
trial of the administration of pentosan polysulfate
via continuous intravenous infusion and subcutaneous
injection to patients with acquired immunodeficiency
syndrome (AIDS)-associated Kaposi's sarcoma,
the agent proved toxic producing anticoagulation,
thrombocytopenia, and increased transaminase
levels without evident clinical activity (127).
Similar results were obtained when pentosan
polysulfate was administered subcutaneously
to patients with solid tumors (128).
In 1990, Ingber et al reported
the antiangiogenic properties of fumagillin,
a secreted antibiotic product of the fungus
Aspergillus fumigatus fresenius that
was originally isolated in 1949 (15,129).
Fumagillin produced excessive toxicity; therefore,
analogues of fumagillin were synthesized.
TNP-470 (AGM-1470) is a more potent, less-toxic
fumagillin analog.15 TNP-470 inhibited in
vitro proliferation and migration of normal,
but not transformed, endothelial cells and
also inhibited in vitro capillary tube formation
at concentrations that were cytostatic but
not cytotoxic (15,130-133). Antiangiogenic
activity was shown in vivo using a variety
of assays, including the chick chorioallantoic
membrane (CAM) assay, the rat corneal micropocket
assay, and the mouse sponge implantation assay
(130). TNP-470 inhibited in vivo growth of
a variety of human xenografts and murine tumors
in the absence of direct in vitro growth inhibition
of the same tumor cell lines(15,134-138).
It also suppressed metastasis in both human
xenograft and murine tumor models (135,136,139).
TNP-470 is currently undergoing phase I testing
in Kaposi's sarcoma and other tumors, and
early phase II clinical trials in central
nervous system (CNS) and solid tumors are
beginning. Preliminary results indicate that
the agent is well tolerated with CNS toxicity
manifested as reversible cerebellar symptoms
being dose-limiting (140-142).
Another naturally occurring
agent with potent antiangiogenic activity
is platelet factor-4 (PF4), a compound stored
in the alpha-granules of platelets. PF4 inhibited
both endothelial cell migration and proliferation
at cytostatic but not cytotoxic concentrations
(16,143,144). It also inhibited mitogenesis
induced in vitro by the physical wounding
of a Swiss 3T3 cell culture monolayer (145).
PF4's antiangiogenic affect is thought to
occur through its binding to glycosaminoglycans
on the cell surface and subsequently blocking
binding of bFGF to its receptor (144,145).
PF4 has also been shown to inhibit the in
vivo growth of human xenograft and murine
tumors when administered intralesionally (143,146).
Currently, phase I trials of both systemic
and local I ad ministration of PF4 are ongoing
in patients with solid tumors and AIDS-associated
Kaposi's sarcoma, and a phase II study of
intratumoral administration of PF4 in patients
with primary brain tumors recently began.
Preliminary results indicate the drug is well
tolerated with mild toxicities manifested
as a local reaction at sites of intralesional
injection, mild phlebitis, fatigue, and ane-mia
(14-150).
A sulfated polysaccharide
peptidoglycan complex (SP-PG, DS-4152, tecogalan)
derived from an Arthrobacter sp bacterial
cell wall polysaccharide inhibited in vitro
endothelial cell growth, particularly when
combined with tamoxifen (151,152). In vivo
antiangiogenic activity that was enhanced
by cortisone acetate or tetrahydro S was shown
in the CAM assay (153,154). In addition, tecogalan,
combined with tetrahydro S, inhibited angiogenesis
induced by the ovarian ascites tumor M5076
in vivo in the murine dorsal airsac assay
(151). Tecogalan also has been reported to
possess in vivo antitumor activity against
human xenografts and murine tumors when co-administered
with either cortisone acetate or tetrahydro
S (151-153). This agent has recently under-gone
phase I clinical testing in patients with
solid rumors (155). The dose-limiting toxicity
was anticoagulation manifested by an increased
activated partial thromboplastin time. Other
toxicities included fever and rigors.
Thalidomide, which was originally
marketed as a sedative hypnotic in the 1950s,
produced severe birth defects manifested by
hypoplastic and aplastic malformations of
the extremeties when ingested within the first
2 months of pregnancy during limb bud formation.
In addition to its known immunomodulatory
properties, it is now known that the embryopathy
was probably due to its antiangiogenic activity
(156). In vitro thalidomide alone did not
affect bFGF-induced endothelial cell proliferation.
In vivo it did not have antiangiogenic activity
in the CAM assay (156). However, after oral
administeration to rabbits, the agent did
exhibit potent antiangiogenic activity in
the corneal micropocket assay. After evaluating
a number of thalidomide analogues, D'Amato
et al concluded that a hepatically generated
epoxide metabolite of thalidomide was responsible
for its antiangiogenic activity but not for
its immunomodulatory properties (156). Based
on these findings, clinical trials administering
thalidomide to patients with AIDS-associated
Kaposi's sarcoma, breast cancer, prostate
cancer, and primary brain tumors are currently
underway.
Agents that inhibit the activity
of MMPs have also entered into clinical trials
recently. Batimastat (BB-94) has broad inhibitory
activity in vitro against a variety of MMPs
including MMP-2, MMP-3, and MMP-9, but shows
no direct effect on the in vitro growth of
various tumor and fibroblast cell lines (157,158).
However, it inhibits the growth and metastatic
spread of human xenografts and mouse tumors
(158-163). Phase I trials administering batimastat
intraperitoneally and intrapleurally are being
performed, and phase II trials are in development.
Intraperitoneal, intrapleural,
or intravenous administration is impractical
for agents that require frequent dosing and/or
long-term administration and attempts are
underway to develop orally available agents.
An orally bioavailable MMPI, marimastat (BB2516),
is now undergoing clinical evaluation. Marimastat
possess in vitro MMP inhibitory activity similar
to that of batimastat. In phase I trials of
marimastat in pancreatic, ovarian, and prostate
carcinoma patients, the drug was well tolerated,
the main toxicity noted being joint and muscle
pain and stiffness (164). Of note in preclinical
studies, marmosets administered high doses
of marimastat developed fibrosis and inflammation
around the knee and ankle joints and muscle
necrosis (164). Approximately 50% of patients
had a decrease in the rate of increase of
a tumor associated serum tumor marker (CA
19-9, PSA, and CA 125) (165-167). Phase III
trials of marimastat in patients with various
cancers have been initiated.
A group B streptococcus polysaccharide
toxin (CM101) that is responsible for pulmonary
disease in infected human neonates binds preferentially
to the capillary endothelium of a variety
of carcinomas but not to normal, mature endothelium
(168). CM101 treatment of mice implanted with
human or murine tumors resulted in an intense
intratumoral inflammatory reaction associated
with necrosis hemorrhage, thrombosis, and
the release of large amounts of cytokines
including tumor necrosis factor-alfa (TNF-alfa),
interleukin-l alfa (IL-l alfa), IL-6, and
macrophage inhibitory protein-1 (MIP-1) (168,169).
Furthermore, CM1Q1 reduced tumor volume and
prolonged survival, with mice observed for
more than 5 months tumor free (168,170). A
phase I trial of CM101 is being performed
by DeVore et al (171). Preliminary results
suggest the drug is well tolerated. Objective
responses were noted in three of 15 patients
with classical Kaposi's sarcoma, hepatocellular
carcinoma, and metastatic small bowel adenocarcinoma
(171). CM101 also increased systemic TNF-alfa,
MIP-1alfa, IL-6, IL-8, and IL-10 levels (172).
Soluble E-selectin levels suggesting endothelial
engagement were also increased after CM101
administration. These findings suggest that
CM101 acts by binding to tumor-associated
neovasculature with the subsequent induction
of vascular and cellular inflammatory reactions
with the tumor (172). The National Cancer
Institute in collaboration with CarboMed.
Inc, plans phase II studies of CM101 in patients
with Kaposi's sarcoma and other tumor types.
Finally, IL-12 is a cytokine
that enhances proliferation of activated T
and natural killer (NK) cells; enhances cytotoxic
T- and NK-cell activity; and induces interferon-gamma
(IFN-gamma) production (173). IL-12 enhances
cell-mediated immunity by inducing differentiation
of T-helper type 1 cells (Th1 cells) from
uncommitted T cells while inhibiting T-helper
type 2 cell (Th2) differentiation (174). This
effect on T helper differentiation by IL-12
restores human immunodeficiency virus (HIV)-specific
cell-mediated immune responses in HIV-infected
T-cells (175). IL-12 also has antitumor and
amimetastatic activity in preclinical models
(176). Voest et al reported that IL-12 likewise
possesses potent and angiogenic activity mediated
by induction of IFN-gamma (177). A chemokine
induced by IFN-gamma, human interferon-inducible
protein 10 (IP-10), is a potent inhibitor
of in vivo angiogenesis (178,179). Selective
expression of IP-10 and IFN-gamma mRNA in
inflammatory tumor tissue is found in vivo
after administration of IL-12 to tumored mice
(180). Blocking the effects of either IFN-gamma
or IP-10 in vivo resulted in inhibition of
the antiangiogenic effect of IL-12.181 Therefore,
it appears that the antiangiogenic activity
of IL-12 may be through its induction of local
ifn- gamma production with subsequent upregulation
of IP-10. Thus, IL-12 warrants clinical evaluation,
not only for its direct antitumor effects,
but also for its profound abilities to inhibit
angiogenesis. Phase I and II clinical trials
in patients with cancer and AIDS-associated
Kaposi's sarcoma are now under way.
A common property possessed
by most of the compounds discussed is their
specificity for one or another portion of
the angiogenesis pathway, or for established
tumor neovasculature (CM101). They are not
cytotoxic in vitro for either tumor or normal
cells at concentrations that are biologically
effective in vivo. Recently, a variety of
compounds referred to as antiangiogenesis
agents were found to produce antiangiogenic
activity and direct in vitro cytotoxicity
to tumor as well as a wide variety of normal
cells. These compounds may have nonspecific
cytotoxic or inhibitory properties for endothelial
cells and are not true selective antiangiogenic
agents. As newer agents are discovered and
enter the clinic, the distinction, between
true andangiogenesis inhibitors or antivascular
agents and agents possessing nonspecific antiangiogenic
activity needs to be maintained.
For the most part, current
antiangiogenic agents are cytostatic in nature,
preventing tumor growth rather that inducing
reduction in tumor size. Consequently, the
usual paradigms for anticancer drug development
where tumor responses in phase II trials prompt
further development are not appropriate. In
addition, antiangiogenic therapy may be appropriately
administered in several different clinical
situations: the adjuvant setting; to patients
with high risk for relapse or recurrence after
control of primary disease; as maintenance
therapy to those with advanced, metastatic,
or recurrent disease in whom tumor reduction
is achieved by standard chemotherapy, radiation
therapy, or surgery; in combination with chemothrapy
or radiation therapy; perhaps even as a chemopreventive
agent to patients at high risk for developing
malignancies. To be suitable for long-term
chronic uses, these agents should possess
little acute or chronic toxicity. They should
also be easily administered with oral administration
preferred to intravenous. Oral or depot agents
with long half-lives would require less frequent
administration.
Establishing the maximally
tolerated dose in phase 1 may not be appropriate.
Rather, the determination of a biologically
active dose which may possess less toxicity
may be more relevant as the administration
of treatment at a dose close to the maximally
tolerated dose may not be as well tolerated
on a chronic basis, especially if biological
effects occur at lower doses. Unfortunately,
the determination of clinical in vivo biological
activity is complex. Validated surrogate markers
for the biological activity of most of these
agents are not available. The choice of phase
I trial designs and appropriate end points
may need, at least for now, to be guided by
the mechanism of action of the agent under
investigation. For example, if an agent inhibits
MMP activity, perhaps measurement of circulating
active MMP levels might be appropriate. Another
potential approach would be to collect serum
or plasma from patients who receive the investigational
agent and perform in vitro tests assessing
antiangiogenic activity in the systems where
such activity has already been shown. In addition,
in some early studies performed with the biologically
active dose, serial tumor biopsies should
be evaluated for determination of angiogenic
index, the presence of active MMPs or other
factors, or other pertinent biologic effects
of the agent under evaluation. Other novel
approaches for early evaluation of these agents
may prove helpful. These studies may require
more extensive laboratory and biologic evaluation
in the phase I setting to ensure that the
appropriate dose and schedule of an agent
is chosen for further study.
New designs for trials to
demonstrate the "activity" of such
drugs are also required. It is still unclear
whether some type of activity (but not objective
response) should be demonstrated in phase-II-sized
trials. The design of such trials would require
careful consideration with respect to end
points. Although controlled studies might
be preferred, smaller studies, if properly
designed with appropriate endpoints, could
help prioritize the many agents in development.
For example, because most of these agents
are expected to be cytostatic, it is inappropriate
to require objective response. However, the
use of stable disease as an end point is also
problematic. In the absence of studies designed
to confirm tumor growth rare before initiation
of treatment, observation of stable disease
could be misleading. Even with study designs
showing indisputable reductions in tumor growth,
follow-up would be required to determine duration
of tumor control. Because of the heterogeneity
inherent in cancer patients even with the
same tumor type, the use of historical controls
is Inappropriate. Smaller, randomized trials
in specific disease settings may prove useful
because a standard treatment group would be
included. If the characteristics of patients
in future trials in the same disease settings
are comparable, the data from this standard
group may then be used as a control. The availability
of markers proven to be appropriate surrogates
for clinical activity would provide an important
tool that could simplify and accelerate early
development.
Randomized trials will ultimately
be necessary to conclusively show the activity
of these agents. The tumor types and clinical
end points must be carefully chosen. Some
studies should be performed in disease settings
where the clinical end point would be reached
in a relatively short period. Such studies
could easily be performed in diseases where,
despite chemotherapy-induced responses, survival
with current therapy is of short duration
such as extensive small cell lung cancer or
metastatic breast cancer. Ultimately, randomized
studies administering these agents to patients
with high risk of recurrence in the adjuvant
setting will be required. These trials will
require large patient numbers, several years
to accrue, and adequate follow-up.
The
process of tumor-associated angiogenesis is
central to the growth and metastasis of malignancies.
The process is complex and involves multiple
steps and pathways with positive and negative
signals. It is the local balance between these
signals that determines whether a tumor will
grow and spread or remain dormant. This process
also involves interaction of tumor and endothelial
cells with the surrounding tissue matrix.
These processes provide a number of pathogenic
steps that can be blocked or modified in an
effort to inhibit tumor-associated angiogenesis.
Even if one is unable to eradicate, every
tumor cell from the body, the ability to maintain
tumor cells in a dormant state for years would
represent a significant advance in cancer
treatment. Efforts to develop more specific
and more potent agents, and studies to address
how to optimize use of these compounds continue.
Therapies affecting an end target or pathway
that cannot be circumvented by alternate mechanisms
may significantly enhance efficacy and broaden
applicability. Newer, convenient, and reproducible
methodologies for determining the biological
activity of these agents in patients are needed.
Although a great deal more work is required,
antiangiogenic therapy may provide an additional
novel cancer treatment suitable for combination
with standard therapies.
|
|
Table 1. Endogenous Angiogenic Polypeptides
Fibroblast growth factor
/basic (bFGF) and acidic (aFGF)/
Angiogenin
Transforming growth factor-alfa
(TGF-alfa)
Transforming growth factor-beta
(TGF-beta)
Tumor necrosis factor-alfa
(TNF-alfa)
Vascular endothelial growth
factor/
Vascular permeability factor
(VEGF/VPF)
Platelet-derived endothelial
cell growth factor (PD-ECGF)
Granulocyte-colony-stimulating
factor (G-CSF)
Placental growth factor lnterleukin-8
(IL-8)
Hepatocyte growth factor/
scatter factor (HGF/SF)
Pleiotrophin (PTN)
Proliferin
|
|
Table2. Ahtiangiogenic/Antivascular
Agents
Agents in clinical trials
Pentosan polysulfate
TNP- 470(AGM-1470)
Tecogalan (DS41S2.SP-PG)
Platelet factor 4 (PF4)
Thalidomide
Batimastat(BB-94)
Marirmastat(BB-2516)
CM101
lnterleukin l2(IL-12)
CT2584 Agents in preclinical
development or about to enter clinical trials
Vitaxin
Meastat (Col 3)
Angiostatin
AG3340
GM6001
|
The author thanks Dr Susan
Arbuck for her editorial assistance.
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